John Steinbeck: Champion of the Common Man
Perhaps one of the most important
authors of the twentieth century, John Steinbeck will forever be remembered as
the champion of the common man. His corpus of unforgettable literary works
includes American classics such as East
of Eden, Of Mice and Men, and the
historic Grapes of Wrath but his
talent also broaches the realms of theatre and poetry. Steinbeck’s remarkable
ability to capture the raw and heartbreaking tales of disenfranchised labor
class citizens allowed his work to resonate deeply with his audience regardless
of their economic status or ideological background. His fictional characters
and their families had an uncanny sense of humanity that made them more than
just illusory individuals; they were your
friends, your family, and most
importantly your stories. They often
symbolize microcosms for the macrocosm of American sociopolitical life. Their
stories, while often dark and riddled with allegory, encapsulated the wide
spectrum of human emotions associated with economic and social struggle so
these individual characters were able to represent a whole class of people or
epitomize a vast social movement. During times of socioeconomic uncertainty
Steinbeck found ways to bring people together through the art of storytelling,
which is probably his most outstanding talent as a great American author.
Through his carefully constructed characters and their rich and detailed
context he could manipulate the deepest of human emotions and reach people from
all levels of society not just the underclass. But in the sea of information
that envelops the work of John Steinbeck it is difficult to sift through the
waters and establish an accurate vision of the man behind the pages. Therefore,
in order to fully understand Steinbeck’s true genius as an American author we
must read between the lines and focus on the characteristics of his personality
that may have influenced his writing style. In my research I came across three
important and reoccurring themes that largely influenced the writing style of
John Steinbeck. They include his vision of the common man as the most righteous
and honorable person in society, his naturalistic approach to observing human
behavior with scientific objectivity, and his evolution as a writer largely
shaped by the current events of his time. These pillars formed the foundation
of Steinbeck’s writing style and by shedding light on them we as historians can
more fully comprehend the reasons why John Steinbeck will forever be remembered
as the champion of the common man.
Growing up in Salinas California during
the early twentieth century, John Steinbeck was immediately cognoscente of the
working class’s struggle. As teenager he would spend his summers working as a
ranch hand for neighboring farms doing manual tasks and getting to know his
colleagues. It was during this time that Steinbeck became intimate with the
large Mexican immigrant population of Salinas and this is when Steinbeck first
created his idea of the common man.
To Steinbeck, common men were the backbone of American society. They were the
people behind the slick façade of twentieth century America digging the ditches
and providing the labor for an industrializing nation. Within these working
class citizens John Steinbeck saw the manifestation of the proof of mankind’s
success. These people worked for pennies on the hour and yet they found ways of
working together to survive and be happy. He called it their “high survival
quotient,” or the ability to reject the values of a commercial society that had
abandoned them and instead rely on a set of social standards that they
themselves had created in order to survive. “These were men whose courage he admired, whose rejection of
cant and hypocrisy he applauded… In this way, the people at the bottom of society's ladder
became Steinbeck's heroes, in his perspective and in his work (Price, Bloom 14).”
His deep understanding and very personal relationship with the immigrant labor
force that was forged during his childhood in Salinas allowed Steinbeck to
appreciate people for who they were beyond cultural stereotypes and
misconceptions. “He accepted and sympathized with [working class Mexican
citizens]--as he often did with societal ‘underdogs’--and displayed none of the
contempt for so-called ‘wetbacks’ that many Americans harbored (Moore, 78).”
Steinbeck transcended cultural stereotypes with his writing and avoided any one
sided opinions. He simply wrote what he saw but did it with a sense of depth
and humanity for his characters that regardless of whether or not they were
viewed unfavorably in popular American society they could be seen as just
people trying to get by. In this way Steinbeck’s characters and stories brought
people from all walks of life together in their understanding of working class
struggle, which was probably his greatest achievements as an author.
Because he was
able to cut through the red tape and bring people on the outskirts of society
to the forefront, Steinbeck was considered the “literate spokesman” of the “hungry,
disposed and wandering (Moore, 106).” He did not allow American culture to
influence his perceptions; he instead used (often extensive) first hand
accounts of actual experiences with these social underdogs in order to
personally identify with their struggle. This is what I think differentiates
Steinbeck from many other American authors. While other writers were simply
reading about the working class’s struggle from a distance, Steinbeck took it
upon himself to engage these people directly and absorb their plight by living
it himself. “[In his research for The Grapes of Wrath] Steinbeck lived with
‘Oakies’ traveling from Okalahoma and endured all of the suffering that they
had to endure in an attempt to personally interpret their lives… [Steinbeck] liked
to work closely to the people he would later use as his character types
(George, 36).” But Steinbeck’s affinity for the common man might not originate
from his experience as a young ranch hand growing up in Salinas. As a boy
Steinbeck cherished an admiration for “King Arthur” and the story of his
“Knights of the Round Table.” He was enthralled by the idea of a young squire
rising up from obscurity to the highest seat in the English monarchy. Perhaps
this is where Steinbeck’s admiration for the common man begins.
As historians looking back on the entire
body of Steinbeck’s corpus it is important that we examine the underpinning
moral framework from which he based his greatest works. Stories like the Grapes of Wrath and East of Eden are allegorical parables that represent Steinbeck’s
strong moral basis and empathy for the common man. “Steinbeck seeks to invest
in [common men] all the dignity of a medieval monarch and court…he sees the
possibility that any person can be Arthur (Mathis, 33).” For Steinbeck, the
common man personified moral virtue because he was able to rise above
conventional society and find happiness in his own set of social standards.
This respect and admiration for social underdogs most likely stems from
Steinbeck’s deep-rooted fascination with the Arthurian legends. “In addition to
consistently positive portrayals of Mexicans and Mexican-Americans, an
Arthurian subtext undergirds and informs…works that span the beginning, middle,
and end of Steinbeck's career (Price, Bloomer 12).” Steinbeck’s
admiration for the Arthurian legends instilled within him the belief that
anyone could rise from nothing and become something-- just as Arthur started
out as a lowly page and then rose to become king of all England. But in America
during the early twentieth century, the environment surrounding the common man
was not very conducive for upward social mobility. In a time when fierce
nationalists were ousting immigrant laborers for stealing jobs and making it
difficult for them to find work, common men had to work together in order to
survive.
Steinbeck described the common mans “high
survival quotient” as his ability to reject the values of a commercial
society and rely on himself to survive and be happy. But like fish in the ocean
surrounded by predators, as their environment became more hostile common men
had to work together in order to survive. Without the trappings of conventional
society created by the relative affluence of the middle and upper class, common
men were left only with satisfying the most basic of human needs. “One of the
salutary feature of Steinbeck’s work… is his insistence on the animal basis of
human life, as seen in our fundamental need for food, shelter, physical
expression, and, above all, tenderness and companionship (Dickstein, 4).” In
the “paisanos” of Tortilla Flat, and
the “Oakies” of The Grapes of Wrath
Steinbeck portrayed the most basic animal struggle of survival in a harsh and
unforgiving environment. Yet these people, these common men, were able to
satisfy their basic animal needs by working together much like fish in the
ocean that school together in order to ward off predators. But Steinbeck was a
learned naturalist. He deduced that like schools of fish who abandon their
individuality for the sake of the group, men also abandoned some degree of
individuality as they join a social group. Therefore, man’s personal mentality
takes on two roles: as an individual and as part of a group. He formulated this
theory of a group mentality whilst writing Sea
of Cortez where himself and marine biologist Ed Ricketts sailed around the
Gulf of California observing the aquatic environment.
"The
book took each day's observations of sea life as an occasion for the
drawing of biological parallels
with human society. The most striking
parallel for Steinbeck was the
seeming existence of a group instinct in
man similar to that found in
schools of fish and colonies of marine fauna.
Man, Steinbeck suggested, ... could
be regarded as a group phenomenon
as well as an individual one (Gale,
6).”
This biological vision of society as an
organism consisting of other organisms had a profound influence on Steinbeck’s
work. Many of his epic stories showcase how individuals work in symbiosis with
the larger society in order to satisfy fundamental human needs like hunger,
shelter, and compassion, while others use the group mentality to foster greed
and malevolence.* It is as if Steinbeck was suggesting that because common men
had to work together in order to survive each individual sacrificed a certain
degree of their individuality and this makes their disposition more malleable.
“When individuals form a group, to an extent, they lose their individuality and
replace it with a group identity (Snell, 192).” Within working class society
the person was no longer responsible for only himself and his family. To
Steinbeck, common men and women represented only single cells in a
multi-cellular organism and therefore group “leaders” could manipulate their
opinions more easily as was the case in In
dubious Battle. “When a single fish joins a school of fish, the school of
fish acts as one, having a will and purpose of its own. The group thus becomes
more than the sum of its parts, and the same observations apply to humans
(Price, Bloom 37).”
Steinbeck’s naturalistic approach to
observing society with scientific objectivity helped him see social underdogs
and common men from a completely different perspective than most other realist
writers of the era. In a time of economic depression, fierce nationalism, and
civil unrest Steinbeck was able to observe the underclass’s struggle from the
perspective of those who lived it. He would often stay with these people for
moths at a time just to better understand their day-to-day lives. This helped
him take mundane everyday activities like cooking a simple meal, slaughtering a
pig, or getting into a car and turn them into universal metaphors for his
characters plight. While other writers during the thirties sat and watched at a
distance Steinbeck dove right in to the social horrors he wrote about. This
often made his writings visceral and raw interpretations of the real lives of
common men, which forced readers to come face to face with the social problems
that twentieth century American culture was propagating.
But people began to see Steinbeck as
constantly taking the side of social radicals and people on the fringes of
society. In doing so Steinbeck himself was pilloried as a social radical
despite his objective approach to observing social behavior. His ideas on the
righteous moral virtue of working class citizens and his vision of society as a
singular organism scared many Americans during a time of great social unrest.
This forced his readers to question their existing social and moral values,
which caused an uproar during his lifetime. Yet despite all of the opposition
to his subject matter, John Steinbeck remained true to his own moral principles
and continued to write “quasi-journalistic fiction that touched on burning
social problems” regardless of whether or not it “brought him into angry
collision with some of America’s cherished values (Dickstein, 6).”
After analyzing his early short stories
such as Cup of Gold and The Pastures of Heaven it is clear that
Steinbeck did not start out as a sociopolitical activist. His experiences, more
than anything else, shaped him into the great American author he would later
become. Growing up in Salinas Steinbeck had a front row seat to the struggle of
working class Mexican immigrants. Through his observations he saw that these
were decent hard working people with a sense of moral virtue that surpassed the
social standards of popular American culture. In these lower class citizens
Steinbeck saw what he considered the proof of mankind’s success. Yet in the
midst of the Great Depression and World War One, Steinbeck became increasingly
concerned with the development of popular culture. “[It was during the thirties
that] Steinbeck went from a detached observer who sees a strike as the crucible
of a larger metaphysical conflict to an indignant muckraker and reformer
exposing the abuses and human costs of the system (Dickstein, 6).” His shift
from a semi-journalistic short story author to a social reformist was not
planned in the sense that he had a hidden agenda. Instead, Steinbeck’s writing
style came about through his scientific and first-hand observation of the lives
of everyday common people. Steinbeck saw first hand how California landowners
exaggerated the amount of jobs available just so they could drive down the cost
of labor as droves of “Oakies” came into the state to escape the drought in the
Midwest. He watched as the same greedy landowners let food rot as immigrant
babies died of malnutrition. This social horror was a result of corporate
America blatantly usurping displaced farmers escaping from the Dust Bowl and
Steinbeck wanted to voice this travesty to the American people. “The fruit of
American plenty on the California trees and vines is exactly the fruit that
beleaguered migrants cannot have, the dream that will never be realized
(Dickstein, 7).” The Grapes of Wrath
and other Steinbeck novels forced American society to question its attitudes on
migrant workers and the plight of the common man. This uncertainty caused
people to violently reject Steinbeck’s work because he was writing it in a time
when political propaganda emphasized American nationalism and the individual,
not the benefits of a migrant work force or the needs of the group over the
individual. “[Steinbeck’s work] emphasized that rugged individualism must
ultimately temper itself according to the dictates of the greater community
(Mathis, 29).” These ideas reeked of communism and governmental responsibility
for the poor—something Americans were not easily inclined to accept.
But perhaps the strong opposition to
Steinbeck’s work echoes his skill as a writer. “If anything, the visceral
reaction his prose testifies to the power of his art. If he hit a little too
close to home and stepped on peoples' toes, he was only fulfilling the duties
of a good writer (Price, Bloom 43).” If Steinbeck hadn’t truly captured the
struggle of working class citizens in The
Grapes of Wrath, Of Mice and Men,
and In Dubious Battle, readers
perhaps would have cast these works aside as nothing more than exaggerated
reformist propaganda. But in Steinbeck’s weathered hands “the enormous
sympathy, the philosophic overtones, the pervading spirit of humanity [in The Grapes of Wrath] informed the melodramatic
elements with something more important than their surfaces and very nearly
excused them (Snell, 193).” Because he was able to fully capture the suffering
of these people and successfully point to commercial America as the cause,
Steinbeck was able to strike home with the power of his message. But his
newfound prose for the plight of social underdogs extended beyond migrant
workers in America. Steinbeck set his next focus on translating the struggle of
communists.
During and after
the First World War the American Government portrayed communists as anarchists
more concerned with social disruption than social interdependence. In fact, J.
Edgar Hoover established the now (in)famous Federal Bureau of Investigation for
the sole purpose of combating the communist threat in America during this time
period. Anti-communist sentiments persisted up until (and perhaps after) the
Cold War, yet Steinbeck sought to change a lot of the American perceptions of
communists in a travelogue titled A
Russian Journal. The work was a personal account of an expedition John
Steinbeck and renowned photographer Robert Capa took across Russia during the
late forties. “Above all else, [Steinbeck and Capa] vowed to ‘avoid all
politics,’ as Steinbeck noted: ‘All we wanted to do was to
report what Russian people were like’… [A
Russian Journal] showed Americans that they were not so different from
ordinary Russians, a gesture meant to unify rather than divide these two world
powers at such a crucial juncture in history (Price, Bloom 23).” In accordance
with his prose for the social underdog, Steinbeck sought to bring attention to
the day-to-day lives of Russian communists in order to force people to question
their perceptions. But A Russian Journal
was not the first of Steinbeck’s works to investigate the ethics of the
communist mentality.
Written in 1936, In Dubious Battle was “An exploration of
how individual morality is submerged and lost with in a group or institution
(George, 29).” One of Steinbeck’s most popular novels, In Dubious Battle showed the flaws of the communist mentality
(although it was never specifically stated that the characters were communists)
and illustrated Steinbeck’s true attitudes towards communism. It told the story
of two communist organizers who usurped people into believing in a labor strike
that would result in thousands of people loosing their jobs. They used scare
tactics and lies to mislead followers into whole heartedly supporting their
strike, which Steinbeck felt was the fundamental flaw of communism. “[The
communists strike organizers] are not strike ‘leaders,’ in Steinbeck’s view,
but men who have learned to tune in to the rhythms of group life, who become
adept a using the material at hand, including their own human losses, as a
means of playing on people and welding their anger into an iron fist
(Dickstein, 10).” The communist organizers are portrayed as evil men
unconcerned with the wellbeing of the group; they just want to gain power for
their cause. This, I think, sheds light upon a fundamental paradox in the
communist ethos that Steinbeck was well aware of. Philosophically, socialism
and communism seemed like they could work if every person was willing to
sacrifice something for their fellow man. But the sad truth of the matter is that
communism and socialism are both destined to fail because the stupid and greedy
will always attempt manipulate people for their own ends. An essential
unification of ideals has the power to do a world of good but in the wrong
hands a unified populace can be easily controlled and used for evil rather than
good. Steinbeck understood this fundamental dilemma and he used In Dubious Battle to showcase it.
“[Through In Dubious Battle]
Steinbeck appears to have ascertained, and openly critiqued, communism's
problems regarding practical application, thus showing an American audience the
incongruity of the political theory and its necessarily de-humanizing
implementation (Price, Bloomer 40).” Steinbeck’s unfavorable portrayal of
communist organizers in this story illustrated that despite the fact that
American’s were pillorying him as a communist and social radical he understood
that the communist ethos could never work realistically.
So if John Steinbeck wasn’t a left wing
social reformist seeking to radically alter the sociopolitical culture of
America through his literary works then what kind of author was he? “Steinbeck
was a uniquely American novelist, the critics contended, whose distrust and
anger at society was offset by his faith and love for the land and its people
(Gale, 1).” His stories often reflect this juxtaposition of attitudes by
presenting two sided arguments that are not invariably one thing or another. He
presents information on both sides of the spectrum in order to increase the
gravity of his stories and add depth to his characters. “Steinbeck’s
unparalleled interest in people and their moral insufficiencies…meant that his
[characters] would not be mere animated arguments or stiff exemplifications of
‘good’ in conflict with equally simple examples of ‘evil’ (Snell, 196).” This
ability to truly capture the internal struggle of people who are not entirely
good or evil allowed his characters to resonate deeply with people from all
walks of life. His characters’ decisions are burdened with the moral
insufficiencies of their personality, which gives them a sense of humanity that
we can all relate to. By being able to capture the true essence of people and
translate that into his characters Steinbeck could rise above the cultural
stigma associated with his subject matter and appeal to people from a wide
range of intellectual backgrounds.
But the true gravity of Steinbeck’s work
extends beyond his ability to capture the essence of working class citizens and
social underdogs. By skillfully creating detailed backdrops for his characters,
Steinbeck’s works often serve as microcosms for the macrocosm of large social
movements. Through the use of a literary tool known as an “inter-chapter”
Steinbeck was able to capture not only the plight of a single family unit but
also the struggle of the entire working class. “[In The Grapes of Wrath] Steinbeck used one family to stand for a mass
migration, and added sweeping interchapters that generalize this movement into
a vast social phenomenon (Dickstein, 15).” Through the use of interchapters
Steinbeck was able to add context to his already engaging characters, which
gave his work a deep sense of gravity and weight. By establishing a vast and
often cinematic backdrop for his characters Steinbeck could let them stand for
an entire class of people instead of individuals in a storyline. This allowed
his work to take on a more serious role in influencing the attitudes of the
American public because he was not simply spinning yarn about the Joad family
and their struggle; he was using one family as an allegory for a much larger
social movement that composed hundreds of families and thousands of
struggles.
Because John Steinbeck was able to capture
the true essence of his characters and create resonating universal backdrops
that allowed people from all walks of life to appreciate their stories,
Steinbeck was truly the champion of the common man. While most realist writers
of the thirties were writing about what they saw at a distance Steinbeck took
it upon himself to delve into the everyday lives of people he called “common
men” and in doing so wrote with an understanding that no other American author
of his time could match. He was able to transcribe the plight of social underdogs
with such gravity and weight that mainstream America was unable to deny the
social horrors they themselves were oblivious to, yet creating. Because
Steinbeck forced Americans to question the very framework of their moral
foundation in a time when popular society called for placidity in their
ambivalence he became the anti-hero. And yet, through the power of his stories
he changed many opinions on critical social concerns such as poverty,
immigration, and communist ideals and for this he will always be remembered.
From a young boy fascinated with the story of King Arthur, to a
quasi-journalistic fiction writer, to a Pulitzer Prize winning author John
Steinbeck will forever be remembered as the champion of the common man because
he was a common man. Sir Thomas Watt
offered this assessment of Steinbeck’s literary work, which I think is a fitting
end to this biographical analysis. "Like America itself, [Steinbeck’s]
work is a vast, fascinating, paradoxical universe: a brash experiment in
democracy; a naive quest for understanding at the level of the common man; a
celebration of goodness and innocence; a display of chaos, violence, corruption
and decadence. It is no neatly-shaped and carefully-cultivated garden of
artistic perfections, but a sprawling continent of discordant extremes (Gale,
10).”
Works Cited
* The Grapes of Wrath
and In dubious Battle respectively.
1.)
Price, Michael Bloom, Harold. “John Steinbeck and His Achievement.” Bloom’s
BioCritiques: John Steinbeck: 2003, p43-82, 40p. EBSCO Research Database.
Stable URL: http://web.ebscohost.com/lrc/detail?vid=3&hid=2&sid=558482fc-be0b-44a1-9c50-ae0984df416e%40sessionmgr2
2.)
Gale Literary Database. John Steinbeck. Stable URL: http://galenet.galegroup.com.cobalt.champlain.edu/servlet/GLD/form?l=2&u=CA&u=CLC&u=DLB&s=2&locID=vol_b92c.
3.)
Andrew E. Mathis, “The King Arthur Myth in Modern American Literature.”
McFarland & Co. Publishers. North Carolina 2002
4.)
Moore, Harry Thorton, “The Novels of John Steinbeck.” Kennikat Press Inc. Port
Washington New York.
5.)
Snell, George, “The Shapers of American Fiction.” Cooper Square Publishers Inc.
New York New York. 1961
6.)
George, Stephen K. “The Moral Philosophy of John Steinbeck.” The Scarecrow
Press Inc. Lanham Maryland. 2005
7.)
Dickstein, Morris. “Steinbeck and the Great Depression.” South Atlantic
Quarterly. Duke University Press. 2004
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